Proactive Strategies for Developing and Managing Compliance ProgramsJuly 25, 2013 at 2:00 PM EDT
CPE Credit: 2
Description: In today's high-risk environment, it has become increasingly difficult to avoid managing reactive compliance programs. With the onslaught of regulatory requests, remediation of enforcement actions, and frequent changes to regulations, it is challenging to develop a strategic view for managing and running a compliance program.
There are many aspects to operating a compliance program beyond dealing with the regulations including cost management, resource management and procurement. An institution needs to ensure that it has proper resources to deal with a transformation or remedial action and maintain business as usual processes. This webinar can effectively provide guidance on how to develop a strategic approach to operating an effective and efficient compliance program which can help increase productivity, appease regulations and ultimately reduce costs.
Field of Study: Specialized Knowledge and Application
You Will Learn How To:
Who Should Attend:
Delivery Format: QAS Self-Study
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