Together, Reducing Fraud Worldwide

Proactive Strategies for Developing and Managing Compliance Programs

July 25, 2013 at 2:00 PM EDT

Duration: 100

CPE Credit: 2

Description: In today's high-risk environment, it has become increasingly difficult to avoid managing reactive compliance programs. With the onslaught of regulatory requests, remediation of enforcement actions, and frequent changes to regulations, it is challenging to develop a strategic view for managing and running a compliance program. 

There are many aspects to operating a compliance program beyond dealing with the regulations including cost management, resource management and procurement. An institution needs to ensure that it has proper resources to deal with a transformation or remedial action and maintain business as usual processes. This webinar can effectively provide guidance on how to develop a strategic approach to operating an effective and efficient compliance program which can help increase productivity, appease regulations and ultimately reduce costs.

Field of Study: Specialized Knowledge and Application

Course Level: Intermediate

Prerequisite (recommended): A familiarity of compliance regulations as they apply to your particular industry

Advanced Preparation: None

You Will Learn How To:

  • Become more proactive when developing and managing a compliance program, focusing primarily on AML, OFAC and Anti-Bribery and Corruption statutes
  • Review the current approach to compliance in most organizations
  • Outline ways in which a program can be managed in a more strategic manner
  • Talk through a regulator's perspective on running a more proactive compliance regime


Who Should Attend:

  • Certified Fraud Examiners and other anti-fraud professionals
  • Internal and external auditors, CPAs, CAs and forensic accountants
  • Governance, risk management and compliance officers
  • Employees of state, municipal and federal agencies
  • Attorneys, legal professionals and law enforcement personnel
  • Controllers and corporate managers
  • Loss prevention and security professionals
  • Business professionals, educators and students interested in the anti-fraud field


Delivery Format: Webinar - Self Study

Daniel Tannebaum, CFE
Senior Associate - Commercial Financial Crimes Leader,
Booz Allen Hamilton




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Select a Session Format:
CD Recording of Webinar (allow 3 - 4 weeks from live event for delivery)
($149.00 for Non-Member, $99.00 for ACFE Member)

*CPE credits for the On Demand Recording are eligible for ACFE CPE but are not NASBA compliant; your licensing body, however, may still grant CPE credit. Please contact the organization from which you plan to claim CPE credit to determine if it grants CPE hours for completion of this course. Please note, this only applies to On Demand Recordings. Live Online Webinars or CD Recording Webinars are NASBA compliant.